Instructor:
Jenn Riley
jenlrile@indiana.edu
856-5759
Office hours by appointment
Course overview
This course is intended for students and individuals interested in
pursuing careers in archives and special collections, students interested in digital
libraries or metadata, or for individuals looking to gain a new set of skills.
Students will learn about the development of the Encode Archival Description (EAD)
standard, the language powering it (XML), implementation, research, and future
trends.
During class periods students will participate in individual, graded,
mark-up exercises. Since we meet only six times attendance at every class session is
mandatory and will be figured into the final grade. Also prior to each class
students will be required to turn in brief journal entries to the instructor
commenting on the week's required readings. Exceptions to the attendance policy will
be made only in extreme circumstances, and only by prior arrangement with the
instructor.
During the course of the workshop, students will progressively encode
two finding aids for weekly assignments, one finding aid during the hands-on class
sessions, and a fourth at the end of the six-week session. In addition to the main
encoding assignments there will be one group presentation of about 15-20 minutes in
length on an EAD consortium group assigned by the instructors. Class participation
and attendance will be factored into the final grade.
Prerequisite: either S581 Archives and Records Management
(formerly L516, Intro to Archives and Records Management), or S584 Manuscripts
(formerly L586, Administration of Manuscripts and Personal Papers Collections). The
EAD markup language for archival finding aids draws its structure and terminology
directly from archival descriptive practices which are introduced in the
prerequisite courses. Success in this course will depend heavily on understaning the
tenets of archival description, such as provenance and original order, and the
terminology used in the field. Students who have not taken one of the prerequisite
courses may register only by prior permission of the instructor, and will be
required to complete an extra assignment in this
course.
Course readings: are generally available through IU Libraries
online journal subscriptions. When this is not the case, readings are available in
Oncourse. In addition, two books are on reserve for this course:
- Dooley, Jackie M. ed. Encoded Archival Description: Context, Theory, and Case
Studies. Chicago : Society of American Archivists, 1998. This volume is
a compendium of all articles in v. 60, no. 3/4 of the American Archivist,
and is an alternate method of obtaining these articles.
- Society of American Archivists. Describing Archives: A Content Standard.
Chicago : Society of American Archivists, 2007. EAD created during this course
should use DACS as a content standard.
Late Submissions
Late assignments will not be accepted. If you foresee any
problems with turning in an assignment by the due date, please contact the
instructor prior to the due date to discuss options.
Assignments and grading
Attendance and participation:
10% Students will be expected to participate in class at each
session by contributing to the conversation based on the weekly readings and being
engaged with the lecture portion of class.
Weekly journal:
20%
Each week students will be asked to make weekly journal
entries based on that week's required readings. These entries should provide an
original reaction to each of the required readings. Entries do not need to be long
or provide a full summary of the reading - they just need to illustrate your
comprehension of the material.
Group presentation:
10%
In week 6, students will give a group presentation
evaluating a consortial EAD project. The presentation should be approximately 15-20
minutes in length. The instructor will provide the websites to be evaluated.
Ongoing in-class assignment,
encoding finding aid 1: 15%
During weeks 1, 2, and 3,
students will complete in-class encoding exercises to learn EAD markup concepts in
preparation for completing homework. In-class exercises are due by the end of the
class session in which they are assigned.
Homework, encoding finding
aids: 45%
During the course of the workshop, students will
work progressively on encoding three complete finding aids provided by the
instructor. The first two of these finding aids will be turned in periodically, to
show continuous encoding progress.
Grades:
| The following definitions of letter grades have been defined by
student and faculty members of the Curriculum Steering Committee and have
been approved by the faculty as an aid in evaluation of academic performance
and to assist students by giving them an understanding of the grading
standards of the School of Library and Information Science. |
| A |
4.0 |
Outstanding achievement. Student performance demonstrates full
command of the course materials and evinces a high level of originality
and/or creativity that far surpasses course expectations. |
| A- |
3.7 |
Excellent achievement. Student performance demonstrates
thorough knowledge of the course materials and exceeds course expectations
by completing all requirements in a superior manner. |
| B+ |
3.3 |
Very good work. Student performance demonstrates above-average
comprehension of the course materials and exceeds course expectations on all
tasks as defined in the course syllabus. |
| B |
3.0 |
Student performance meets designated course expectations and
demonstrates understanding of the course materials at an acceptable
level. |
| B- |
2.7 |
Marginal work. Student performance demonstrates incomplete
understanding of course materials. |
C+ C |
2.3 2.0 |
Unsatisfactory work. Student performance demonstrates
incomplete and inadequate understanding of course materials. |
C- D+ D D-
|
1.7 1.3 1.0 0.7
|
Unacceptable work. Coursework performed at this level will not
count toward the MLS or MIS degree. For the course to count toward the
degree, the student must repeat the course with a passing grade. |
| F |
0.0 |
Failing. Student may continue in program only with permission
of the Dean. |
Academic Honesty
This course will follow Indiana University and School of Library and
Information Science policies on academic dishonesty. Students found to be engaging
in plagiarism, cheating, and other types of dishonesty will receive an F for the
course. For further information, please see the Code of Student Ethics.
Useful Resources
Pages to bookmark and use:
Course Schedule
Session 1: EAD History and Technical Introduction (May 12)
Topics covered:
- Introduction to XML, DTDs, and Schemas
- Introduction to EAD as a markup language
- Basic structure of EAD
- <archdesc> and <descgrp> in detail
- Structural markup available throughout EAD
In-class exercises:
- Learning to use the <oXygen /> XML editor
- Become familiar with the EAD
Tag Library
- Finding aid 1: encode <archdesc> and <descgrp>
Assignments:
- Journal entry for Week 1 and Week 2 required readings
- Finding aid 2: encode <archdesc> and <descgrp>
- Finding aid 3: encode <archdesc> and <descgrp>
Required readings:
- Pitti, Daniel (November 1999). "Encoded Archival Description: An
Introduction and Overview," D-Lib Magazine 5(11). Available at
http://www.dlib.org/dlib/november99/11pitti.html.
- Kiesling, Kris (Summer 1997). "EAD as an Archival Descriptive
Standard," American Archivist, v. 60, n. 3/4, pp. 344-354. Also
available in Encoded Archival Description: Context, Theory, and Case
Studies, pp. 81-92. In Oncourse.
- EAD Application Guidelines, Section 3.4, Understanding Multilevel Description. (No journal entry
required)
Recommended readings:
-
Development of the EAD DTD
- Pitti, Daniel, "Encoded Archival Description: Development of an
Encoding Standard for Archival Finding Aids." American
Archivist, v. 60, n. 3/4, pp. 268-283. Also available in Encoded Archival
Description: Context, Theory, and Case Studies, pp. 7-22.
Session 2: EAD in Practice (May 19)
Guest lecturer, Dina
Kellams, Office of University Archives and Records Management
Topics covered:
- Why the archival community developed EAD
- Administrative considerations for adopting EAD
- Intellectual vs. physical structure in EAD
- Review of IU Archives collection processing form and EAD template
- EAD elements for folder list encoding
In-class exercises:
- Finding aid 1: encode folder list
Assignments:
- Journal entry for Week 3 required readings
- Finding aid 2: encode folder list
- Finding aid 3: encode folder list
Required readings:
- Fox, Michael (Summer 1997). "Implementing Encoded Archival Description:
An Overview of Administrative and Technical Considerations."
American Archivist, v. 60, n. 3/4, pp. 330-343. Also available in
Encoded Archival Description: Context, Theory, and Case Studies, pp.
66-80. In Oncourse.
- Ruth, Janice E. (Summer 1997). "Encoded Archival Description: A
Structural Overview," American Archivist, v. 60, n. 3/4, pp.
310-329. Also available in Encoded Archival Description: Context, Theory, and
Case Studies, pp. 47-66. In Oncourse.
- Meissner, Dennis. (Summer 1997). "First Things First: Reengineering
Finding Aids for Implementation of EAD." American Archivist, v.
60, n. 3/4, pp. 372-387. Also available in Encoded Archival Description:
Context, Theory, and Case Studies. In Oncourse.
- EAD Application Guidelines, Section 3.5.2.4. Physical
Location and Container Information. (No journal entry required)
Recommended readings:
- Redding, Clay. (2002). "Reengineering Finding Aids Revisited: Current
Archival Descriptive Practice and Its Effect on EAD Implementation,"
The Journal of Archival Organization, v. 1, n. 3, pp. 35-50.
- Thurman, Alexander C. (2005). "Metadata standards for archival control:
an introduction to EAD and EAC." Cataloging & Classification
Quarterly, v. 40, n. 3/4, pp 183-212.
Session 3: Best Practices, Who's Doing What How? (May 26)
Topics covered:
- EAD in the larger metadata environment
- Need for best practices
- Review of some best practices documentation
- Best practice validation services
- EAD elements for <frontmatter> and <eadheader>
- Encoded Archival Context
In-class exercises:
- Finding aid 1: encode <eadheader> and
<frontmatter>
Assignments:
- Journal entry for Week 4 required readings
- Finding aid 2: encode <eadheader> and
<frontmatter>
- Finding aid 3: encode <eadheader> and
<frontmatter>
Required readings:
- Frost, Hannah C. (2002). "Guidelines Counseling: A Comparative Analysis
and Evaluation of EAD Implementation Guidelines", Journal of
Archival Organization, v. 1, n. 3, pp. 73-86. IU Libraries online
subscription.
- Stockting, Bill. (2004). "Time to Settle Down? EAD Encoding Principles
in the Access to Archives Programme (A2A) and the Research Libraries Group's
Best Practices," The Journal of Archival Organization, v. 2, n.
3, pp. 7-24. IU Libraries online subscription.
- Pitti, Daniel V. (2004). "Creator Description: Encoded Archival
Context." Cataloging & Classification Quarterly, v. 38,
n. 3/4, pp 201-226. IU Libraries online subscription.
- RLG Best Practice Guidelines for
Encoded Archival Description, August 2002 (just skim; no journal entry
required)
- OAC Best
Practice Guidelines for Encoded Archival Description, February 2005 (just skim; no
journal entry required)
Recommended readings:
- Wisser, Katherine M. and Jennifer O'Brien Roper. (April 2003).
"Maximizing Metadata: Exploring the EAD-MARC Relationship."
Library Resources and Technical Services v. 47, n. 2, pp. 71-76.
- Fox, Michael J. (2001). "Stargazing: locating EAD in the descriptive
firmament." Journal of Internet Cataloging v. 4, n. 3/4, pp.
61-74.
- Szary, Richard V. (2005). "Encoded Archival Context (EAC) and Archival
Description: Rationale and Background." Journal of Archival
Organization, v. 3, n. 2/3, pp. 217-227.
Session 4: Archival Workflows and Publishing EAD (June 2)
Topics covered:
- EAD and archival reference
- Incorporating EAD into archival processing workflow
- EAD creation methods
- XSLT and the EAD Cookbook
- XML delivery and search systems
In-class exercises:
- Testing the stylesheets from the EAD Cookbook
Assignments:
- Journal entry for Week 5 required readings
- Finding aid 4: encode <dsc>
Required readings:
- Szary, Richard V. (2001). "Encoded finding aids as a transforming
technology in archival reference service." Journal of Internet
Cataloging, v. 4, n. 3/4, pp. 187-197. IU Libraries online
subscription.
- Greene, Mark A. and Dennis Meissner. (2005). "More product, less
process: pragmatically revamping traditional processing approaches to deal with
late 20th-century collections." American Archivist, v. 68, n. 2,
pp. 208-263. IU Libraries online subscription.
- Yaco, Sonia (2008). "It's Complicated: Barrier to EAD
Implementation." American Archivist, v. 71, n. 2, pp. 456-475.
IU Libraries online subscription.
- Spiro, Lisa (January 2009). "Archival
Management Software" Washington, D.C.: Council on Library and
Information Resources. (just skim; no journal entry required)
- EAD2002 Cookbook (just skim; no journal entry required)
Recommended readings:
- Clavaud, Florence and Martin Sévigny. (2005). "Controlling
the production of EAD encoded documents, extracting metadata and publishing them
on the web: methods and tools, France." Journal of Archival
Organization, v. 3, n. 2/3, pp. 147-169.
- Kim, Jihyun. (2004). "EAD Encoding and Display: A Content
Analysis," Journal of Archival Organization, v. 2, n. 3, pp.
41-55.
- Prom, Christopher J. (2001). "Extending the capabilities of the EAD
Cookbook." OCLC Systems & Services v. 17, no. 2, pp.
89-95.
Session 5: EAD Collaboratively (June 9)
Topics covered:
- Benefits of collaboration
- EAD for user needs
- Balancing local needs with the need for consistency
- Technical means of sharing EAD files
In-class exercises:
- Small group analysis of an EAD consortium, in preparation for Week 6
presentation
Assignments:
- Journal entry for Week 5 required readings
- Capstone writing assignment
- Prepare for small group EAD consortium presentation next week
- Finding aid 4: encode <eadheader>, <frontmatter>,
and <archdesc>
Required readings:
- Hill, Amanda, Bill Stockting, and Sarah Higgins. (2005). "Different
Strokes for Different Folks: Presenting EAD in Three UK Online
Catalogues." Journal of Archival Organization, v. 3, n. 2/3, pp.
183-206. IU Libraries online subscription.
- Brown, Charlotte B. and Brian E. C. Schottlaender. (2001). "The Online
Archive of California: A Consortial Approach to Encoded Archival
Description." Journal of Internet Cataloging, v. 4, n. 3/4, pp.
97-112. IU Libraries online subscription.
- Prom, Christopher J. (2003). "Reengineering archival access through the
OAI protocols." Library Hi Tech, v. 21, n. 2, pp. 199-209. IU
Libraries online subscription.
- Gilliland-Swetland, Anne J. (2001). "Popularizing the finding aid:
exploiting EAD to enhance online discovery and retrieval in archival information
systems by diverse user groups." Journal of Internet Cataloging,
v. 4, n. 3/4, pp. 199-225. IU Libraries online subscription.
Recommended readings:
- Smith, MacKenzie. (2000). "DFAS: The distributed
finding aid search system." D-Lib Magazine 6 (1).
- Sexton, A., C. Turner, et al. (2004). "Understanding users: a prerequisite for developing new technologies." Journal of the Society of Archivists 25(1): 33-49.
- Hoyer, Timothy P., Stephen Miller, and Alvin Pollock. (2001).
"Consortial approaches to the implementation of Encoded Archival
Description (EAD): the American Heritage Virtual Archive Project and the Online
Archive of California (OAC)." Journal of Internet Cataloging, v.
4, n. 3/4, pp. 113-136.
- Prom, Christopher J. (2002). "Does EAD play well with other metadata
standards?" Journal of Archival Organization, v. 1, n. 3, pp
51-72. IU Libraries online subscription.
Session 6: Future Trends in EAD (June 16)
Topics covered:
- EAD and digitized collections
- EAD linking elements
- "Next generation" finding aids
In-class exercises:
- Group presentations on EAD Consortia
Required readings:
- Riley, Jenn and Kelcy Shepherd (2009). "A Brave New World: Archivists and
Shareable Descriptive Metadata." American Archivist, v. 72, n. 1. IU Libraries online subscription.
- Yakel, Elizabeth, Seth Shaw, and Polly Reynolds. (2007). "Creating the next
generation of archival finding aids." D-Lib Magazine, v.
13, n. 5/6.
- Evans, Max. J. (2007). "Archives of the people, by the people, for the
people." American Archivist, v. 70, n. 2, pp. 387-400. IU Libraries online subscription.
Recommended readings: